Our client is seeking experienced Advertising Principals to support thereview and approval of advisor marketing and advertising materials in aFINRA-regulated environment. This role will work directly with financialadvisors to ensure communications meet regulatory requirements whilemaintaining a strong client service approach.LocationRemote through December unless extended until Jan/FebCandidates located in or near the following locations will receiveconsideration for future full-time opportunities:Fort Mill, SCTempe, AZKey ResponsibilitiesReview and approve a variety of advisor communications and marketingmaterials, including:WebsitesBusiness cardsNewslettersBrochuresSeminar materialsPublications and booksPublic communicationsSelect social media contentResponsibilities include:Reviewing and redlining marketing contentEnsuring compliance with FINRA regulationsProviding guidance and compliant alternatives to advisorsPartnering with stakeholders to resolve compliance concernsMaintaining strong client service and communication standardsRequired LicensesActive Series 7Active Series 24Note: Series 9/10 does not substitute for Series 24.Preferred ExperienceStrong preference for candidates with experience reviewing:Advisor-created marketing materialsAdvertising and marketing communicationsFINRA-regulated communicationsCompliance-related content edits and redlinesHighly Desired Platform ExperienceFMGSnappy KrakenAdvisorStreamAlternative Experience ConsideredCandidates without direct advertising review experience may still beconsidered if they possess experience in:Outside Business Activity (OBA) reviewsElectronic communications reviewBanking marketing compliance reviewCredit union marketing compliance reviewCorporate communications compliance reviewPreferred Additional LicensesSeries 63Series 65Series 66Specialized Team OpportunityOne team specifically supports banking and credit union channels.Candidates with experience reviewing marketing materials for:Bank-employed financial advisorsFinancial advisors operating within bank or credit union programs are strongly encouraged to apply.Training & OnboardingNew hires will participate in a structured onboarding program thatincludes:Self-study modulesInstructor-led sessionsTraining videosJob shadowingFollowing training, candidates will complete supervised review exercisesand receive coaching and feedback to ensure success in the role.Desired Soft SkillsSuccessful candidates will demonstrate:Strong Communication SkillsProfessional writing abilitiesExcellent grammar and attention to detailAbility to communicate complex compliance requirements clearlyClient-facing professionalismAdvisor Relationship ManagementAbility to de-escalate challenging situationsTactful delivery of compliance feedbackCollaborative problem-solving approachService-oriented mindsetAbility to offer compliant alternatives rather than simply rejecting contentInterview ProcessOne 30-minute virtual interviewCamera requiredMay be conducted as a panel interviewJob Type & LocationThis is a Contract position based out of Tempe, AZ.Pay and BenefitsThe pay range for this position is $45.00 - $48.00/hr. Individual compensation offered for this position within this range will depend on many factors, including qualifications, skills, relevant experience, job knowledge, geographic location, internal equity, and other pertinent job-related factors.Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following:
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